Erica Garzia

Erica Garzia

Director of Compliance & Operations

Erica Garzia joined the team in 2016. She is currently the firm’s Chief Compliance Officer and Director of Compliance and Operations. Erica has over 7 years of experience working with both the daily operations and the compliance side of a Registered Investment Advisor firm. Erica is currently working towards the Investment Adviser Certified Compliance Professional (IACCP®) designation.

Erica is a native to Long Island, NY and currently resides in St. Charles, MO with her husband Luke and two children. She loves spending time with family and friends, being outdoors, and entertaining.